Roger Lung Kee Wong
黃龍基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lung Kee Wong (黃龍基), a licensed former licensee with CE reference AGM988. This person has 5.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-23 | 2008-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-05 | 2008-09-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-05 | 2008-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-26 | 2007-11-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-26 | 2007-11-27 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-01 | 2007-03-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-01 | 2007-03-17 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-16 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-09 | 2006-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-11 | 2005-11-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-11 | 2005-11-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Lung Kee Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.