Roger Lung Kee Wong
黃龍基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lung Kee Wong (黃龍基), a licensed former licensee with CE reference AGM988. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-23 | 2008-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2008-09-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-05 | 2008-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-26 | 2007-11-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-26 | 2007-11-27 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2007-03-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2007-03-17 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-16 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-09 | 2006-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-11 | 2005-11-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-11 | 2005-11-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-08-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |