Pui Yi Au Yeung
歐陽佩儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yi Au Yeung (歐陽佩儀), a licensed former licensee with CE reference AGL489. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-21 | 2020-06-29 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2008-11-14 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2005-11-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-25 |