Barry King Ming Mo
毛敬明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry King Ming Mo (毛敬明), a licensed former licensee with CE reference AGL464. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-12-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-06 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-06 | 2018-12-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-02 | 2016-08-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-12-02 | 2016-08-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2016-08-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-30 | 2016-08-27 |