Wai Kuen Chiu
趙偉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kuen Chiu (趙偉娟), a licensed former licensee with CE reference AGL459. This person has 5.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-20 | 2008-07-22 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-15 | 2008-07-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-26 | 2008-02-07 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-01 | 2007-03-17 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-29 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-15 | 2006-08-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-25 | 2005-11-07 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2003-09-23 | 2004-08-25 |
| Realchamp Asset Management Limited 正富資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-16 |
| Realchamp Asset Management Limited 正富資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-16 |
| Realchamp Asset Management Limited 正富資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kuen Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.