Wai Yan Chiu
趙偉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Chiu (趙偉恩), a licensed former licensee with CE reference AGK990. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-24 | 2019-07-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-02-14 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |