Wai Yan Chiu
趙偉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Chiu (趙偉恩), a licensed former licensee with CE reference AGK990. This person has 16.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-24 | 2019-07-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-02-14 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yan Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.