Stuart Anthony Moran

CE No. AGK977 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Anthony Moran (), a licensed former licensee with CE reference AGK977. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2004-07-31 2005-07-11
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 - Dealing in securities present 2004-07-31
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 4 - Advising on securities present 2003-05-14
Macquarie Corporate (Hong Kong) Limited Rep Type 6 - Advising on corporate finance present 2003-05-14
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance present 2003-05-14
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 9 - Asset management present 2003-05-14

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