Kit Ming Tsui
徐杰明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ming Tsui (徐杰明), a licensed former licensee with CE reference AGK870. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-09 | 2013-06-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-09 | 2013-06-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2010-01-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-27 | 2010-01-26 |
| Winfull Securities Limited 永富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Winfull Securities Limited 永富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Winfull Securities Limited 永富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Winfull Securities Limited 永富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |