Nelson Chun Sing Tam
譚震聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Chun Sing Tam (譚震聲), a licensed former licensee with CE reference AGJ890. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-09-15 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | present | 2003-10-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-10-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-15 |