Patrick Shiu Sun Ng
吳兆新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Shiu Sun Ng (吳兆新), a licensed former licensee with CE reference AGJ361. This person has 7.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-29 | 2011-09-20 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2004-09-24 | 2009-03-20 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-29 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Shiu Sun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.