Kai Tai (SFC:AGJ089) Chan
陳啓泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tai (SFC:AGJ089) Chan (陳啓泰), a licensed former licensee with CE reference AGJ089. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2018-04-09 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2015-04-26 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2010-11-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-07 | 2010-11-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2018-04-09 |