Cho Kit Fok
霍祖傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Kit Fok (霍祖傑), a licensed former licensee with CE reference AGJ003. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandbay Securities Limited 澤裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-01 | 2021-03-29 |
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 4 — Advising on securities | 2020-09-01 | 2021-03-29 |
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 9 — Asset management | 2020-09-01 | 2021-06-30 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2019-05-01 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-30 | 2019-05-01 |
| CN Capital Management Limited | Rep | Type 9 — Asset management | 2010-06-01 | 2017-06-17 |
| Axial Capital Management Limited | Rep | Type 9 — Asset management | 2008-06-11 | 2010-02-19 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-06 | 2007-12-17 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-23 | 2007-06-05 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-02-23 | 2007-06-05 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | present | 2006-04-21 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2006-04-21 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | present | 2006-04-21 |