Wai Man Poon
潘惠雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Poon (潘惠雯), a licensed former licensee with CE reference AGI925. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2026-01-31 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-29 | 2026-01-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-03 | 2013-01-07 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-25 | 2009-08-26 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-20 | 2006-02-03 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-20 | 2008-03-08 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-08 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-08 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-25 |