Yuen Wah Kwok
郭源華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Wah Kwok (郭源華), a licensed former licensee with CE reference AGH830. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-28 | 2012-07-01 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-12 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-12 |