Wai Yin Ho
何慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Ho (何慧賢), a licensed former licensee with CE reference AGH607. This person has 21.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-17 | 2024-03-23 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2016-03-17 | 2024-03-23 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-09 | 2016-03-17 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-03-17 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.