Rooppi Ching Man Ho
何靜文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rooppi Ching Man Ho (何靜文), a licensed former licensee with CE reference AGH562. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 — Dealing in securities | 2022-06-06 | 2025-01-20 |
| Imagi Brokerage Limited | RO | Type 6 — Advising on corporate finance | 2022-06-06 | 2025-01-20 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-09 | 2022-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-09 | 2022-05-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-12 | 2011-11-04 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-12 | 2011-11-04 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | 2011-04-12 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-24 | 2011-04-12 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-23 | 2011-03-01 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-10-23 | 2011-03-01 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-23 | 2011-03-01 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-07 | 2008-10-23 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-05 | 2008-10-23 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-25 | 2008-10-23 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-03-26 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |