Yeuk Yu Yim
嚴若瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeuk Yu Yim (嚴若瑜), a licensed former licensee with CE reference AGH389. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-06 | 2010-06-09 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-09 | 2004-11-04 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-01 |