Caroline Brousse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Brousse ( ), a licensed former licensee with CE reference AGG498. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-15 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 9 — Asset management | present | 2003-08-15 |