Po Tai Wu
胡寶泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Tai Wu (胡寶泰), a licensed former licensee with CE reference AGG399. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-20 | 2013-04-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-04 | 2009-09-03 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-11-27 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-19 |