Olaf Kasten
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olaf Kasten ( ), a licensed former licensee with CE reference AGG322. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-11 | 2015-12-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-11 | 2015-12-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-09-11 | 2015-12-31 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-26 | 2011-11-30 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2011-06-13 | 2011-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-02 | 2011-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-16 | 2011-02-02 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-09-16 | 2011-06-13 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-24 | 2010-06-05 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-08-24 | 2010-06-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-22 | 2010-06-05 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-22 | 2009-08-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-22 | 2009-08-24 |