Steve Ernest Yoo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Ernest Yoo ( ), a licensed former licensee with CE reference AGF151. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-16 | 2007-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-28 | 2005-11-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-11-04 | 2004-07-22 |