Ka Ming (SFC:AGF145) Chan
陳嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming (SFC:AGF145) Chan (陳嘉明), a licensed former licensee with CE reference AGF145. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-01 |