Connie Yuk Sim Chan
陳玉嬋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Yuk Sim Chan (陳玉嬋), a licensed former licensee with CE reference AGD097. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2008-01-28 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-20 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-08 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-08 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-08 |