Bicky Yu
余碧玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bicky Yu (余碧玉), a licensed former licensee with CE reference AGC275. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-01 | 2017-05-26 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-01 | 2013-09-05 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-16 | 2005-07-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-07-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-07-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-24 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-24 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-24 |