Richard Wai Ming Chiu
趙偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wai Ming Chiu (趙偉明), a licensed former licensee with CE reference AGC138. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |