Pui Ming (SFC:AGB110) Lam
林沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ming (SFC:AGB110) Lam (林沛明), CE reference AGB110. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A.H. International Limited |
RO | Type 1 — Dealing in securities | 2007-03-13 | 2011-03-14 |
| A.H. International Limited |
RO | Type 4 — Advising on securities | 2006-03-22 | 2011-03-14 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-17 | 2006-03-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-20 | 2006-03-17 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-30 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-11 |