King Li
李璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Li (李璟), a licensed former licensee with CE reference AGA551. This person has 2.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-24 | 2005-08-24 |
| C F C Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-19 |
| C F C Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-17 |
| C F C Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-17 |
| C F C Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-17 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as King Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Celso Silva Cudia | C F C Securities Limited | 2003–2004 |
| Sze Yau Lam | C F C Securities Limited | 2003–2004 |
| Boris Merkenich | C F C Securities Limited | 2003–2004 |
| Young Yong Um | C F C Securities Limited | 2003–2004 |
| Oon Jin Chng | C F C Securities Limited | 2003–2004 |
| Michael Rainer Preiss | C F C Securities Limited | 2003 |
| William Wai Lim Mok | C F C Securities Limited | 2003–2004 |
| John Lawrie Bain | C F C Securities Limited | 2004 |
| Ying Chuen Kam | C F C Securities Limited | 2004 |