David Ding Kay Li
李鼎基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ding Kay Li (李鼎基), a licensed former licensee with CE reference AGA034. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-02-01 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2015-02-01 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2015-02-01 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2015-02-01 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-16 |