Chi Man Yim
嚴智民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Yim (嚴智民), a licensed former licensee with CE reference AFZ247. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-08-29 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-29 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-29 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-29 |