Man Hong Tam
譚文康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Hong Tam (譚文康), a licensed former licensee with CE reference AFY709. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-07 | 2018-05-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-04-08 | 2017-01-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-15 | 2017-01-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-15 | 2016-04-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2012-03-20 | 2015-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-20 | 2015-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-12 | 2012-03-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-12 | 2012-03-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-02-22 | 2007-08-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-30 | 2007-02-22 |