Franki Ka Yuen Law
羅家遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franki Ka Yuen Law (羅家遠), a licensed former licensee with CE reference AFY288. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-16 | 2008-06-15 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-26 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-26 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-26 |