Shigenori Komuro

CE No. AFX851 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shigenori Komuro, a licensed former licensee with CE reference AFX851. This person has 8.8 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Sky Ward Asia Limited RO Type 1 - Dealing in securities Pre-2003 2012-01-31
Sky Ward Global Management Limited RO Type 4 - Advising on securities Pre-2003 2012-01-31
Sky Ward Asia Limited RO Type 4 - Advising on securities Pre-2003 2005-07-14
Sky Ward Global Management Limited RO Type 5 - Advising on futures contracts Pre-2003 2012-01-31
Sky Ward Asia Limited RO Type 6 - Advising on corporate finance Pre-2003 2004-12-13
Sky Ward Global Management Limited RO Type 9 - Asset management Pre-2003 2012-01-31
Sky Ward Asia Limited RO Type 9 - Asset management Pre-2003 2005-07-14

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Shigenori Komuro during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Toshiyuki Orimo Sky Ward Global Management Limited 2005–2012
Takaaki Furusho Sky Ward Global Management Limited 2004–2007
Kazumasa Tsutsumi Sky Ward Global Management Limited 2008–2011
Shinri Nakagome Sky Ward Global Management Limited 2003–2004
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