Hiroshi Yamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Yamada ( ), a licensed former licensee with CE reference AFW685. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-07-31 |
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-17 |
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-07-31 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiroshi Yamada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ching Ning Chow | JAFCO Investment (Hong Kong) Limited | 2003–2009 |
| Vincent Chun Hung Chan | JAFCO Investment (Hong Kong) Limited | 2003–2007 |
| Jian Huan Zhu | JAFCO Investment (Hong Kong) Limited | 2005–2009 |
| Yoriyuki Nagashima | JAFCO Investment (Hong Kong) Limited | 2003–2005 |
| Xiaolin Zhong | JAFCO Investment (Hong Kong) Limited | 2003–2005 |
| Jenny Hong Wei Lee | JAFCO Investment (Hong Kong) Limited | 2003–2005 |
| Yung King Lai | JAFCO Investment (Hong Kong) Limited | 2005–2007 |
| Grace Suk Han Lee | JAFCO Investment (Hong Kong) Limited | 2003–2004 |
| Rui Gu | JAFCO Investment (Hong Kong) Limited | 2008–2009 |
| Swee Ting Pan | JAFCO Investment (Hong Kong) Limited | 2008–2009 |