Tak Chiu Ng
吳德超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Chiu Ng (吳德超), a licensed former licensee with CE reference AFW517. This person has 14.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2019-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-26 | 2007-06-30 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-29 | 2006-06-02 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-01 |