Kimmy Kim Fung Ng
吳劍峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kimmy Kim Fung Ng (吳劍峰), a licensed former licensee with CE reference AFW238. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-06 | 2025-03-31 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-07 | 2014-10-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-29 | 2010-04-01 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-20 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-20 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-20 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-20 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-20 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-20 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-20 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-20 |