So Mui Woo
胡素梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Mui Woo (胡素梅), a licensed former licensee with CE reference AFV921. This person has 9.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2012-06-11 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-11 | 2012-06-11 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2011-06-30 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-08 | 2011-06-30 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-25 | 2009-09-04 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-09-04 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Mui Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.