Kwok Wah (SFC:AFU950) Chan
陳國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah (SFC:AFU950) Chan (陳國華), a licensed former licensee with CE reference AFU950. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-21 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-01-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |