Shu Ching Ng
吳樹青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ching Ng (吳樹青), a licensed former licensee with CE reference AFU728. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-26 | 2013-12-16 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-05-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |