Lee Charles Shurey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Charles Shurey ( ), a licensed former licensee with CE reference AFU714. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-06-30 |