Curtis Sherwin Chen

CE No. AFU600 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Curtis Sherwin Chen, a licensed former licensee with CE reference AFU600. This person has 1.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2005-01-07
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 4 - Advising on securities Pre-2003 2005-01-07
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-07
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 9 - Asset management Pre-2003 2005-01-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Curtis Sherwin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Richard Alan Griffiths RBS Asia Corporate Finance Limited 2003–2005
Kwok Kit John Chan RBS Asia Corporate Finance Limited 2003–2005
Weimin Chen RBS Asia Corporate Finance Limited 2003–2005
Sander Bastiaan Hamersma RBS Asia Corporate Finance Limited 2003–2005
Richard Wallace D'Arcy Orders RBS Asia Corporate Finance Limited 2003–2005
Craig Edmund Courtney RBS Asia Corporate Finance Limited 2003–2005
Peter Cheng RBS Asia Corporate Finance Limited 2003–2005
Hong Chan RBS Asia Corporate Finance Limited 2003–2005
Yu-Hwei Cheng Chen RBS Asia Corporate Finance Limited 2003–2005
Gary Ming Tak Chan RBS Asia Corporate Finance Limited 2003–2005
Bun Chen RBS Asia Corporate Finance Limited 2003–2005
Peter John Chapman RBS Asia Corporate Finance Limited 2003–2005
Neil John Galloway RBS Asia Corporate Finance Limited 2003–2005
Gerard Sheng Gu RBS Asia Corporate Finance Limited 2003–2005
Peng Peng Lee RBS Asia Corporate Finance Limited 2003–2005
Vanora Ming Tzu Lie RBS Asia Corporate Finance Limited 2003–2005
Kah Hoon Phua RBS Asia Corporate Finance Limited 2003–2005
Ashok Pandit RBS Asia Corporate Finance Limited 2003–2005
Jason Martin Rijnbeek RBS Asia Corporate Finance Limited 2003–2005
Jinjing Shi RBS Asia Corporate Finance Limited 2003–2005
Explore the interactive colleague network →

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