Fanny King Shan Yeung
楊璟珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny King Shan Yeung (楊璟珊), a licensed former licensee with CE reference AFU421. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-06-29 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-09-14 | 2011-06-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-06-25 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2004-06-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-06-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-02 |