Pui Shan (SFC:AFU414) Lee
李佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan (SFC:AFU414) Lee (李佩珊), a licensed former licensee with CE reference AFU414. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-16 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-10-16 | 2026-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | 2015-04-16 | 2024-04-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | 2007-08-01 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-07 | 2026-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-07-13 | 2026-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2015-04-16 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-25 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-25 |