Joseph James Noakes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph James Noakes ( ), a licensed former licensee with CE reference AFU363. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | present | 2004-03-01 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | present | 2004-03-01 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 9 — Asset management | present | 2003-06-20 |