David Anthony Stephen Faulder
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Anthony Stephen Faulder ( ), a licensed former licensee with CE reference AFU333. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-23 | 2006-03-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-01-23 | 2006-03-03 |