Lai Yung Tse
謝麗榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yung Tse (謝麗榕), a licensed former licensee with CE reference AFU197. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-11-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-01-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2007-11-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-24 |