Martin John Robertson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin John Robertson ( ), a licensed former licensee with CE reference AFT805. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-23 | 2014-05-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-23 | 2014-05-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-06 | 2013-05-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-11 | 2013-05-23 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-24 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-06-22 | 2011-12-30 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-06-22 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-03 |