Timothy C. Chen

CE No. AFT543 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy C. Chen, a licensed former licensee with CE reference AFT543. This person has 5.7 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Affinity Equity Partners (HK) Limited
駿麒投資(香港)有限公司
Rep Type 4 - Advising on securities 2008-01-21 2009-05-31
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-08-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2007-08-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-02-11

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy C. Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sean Fang Affinity Equity Partners (HK) Limited 2008–2009
Lin Zhang Affinity Equity Partners (HK) Limited 2008–2009
Tracy Pei Fang Ang Affinity Equity Partners (HK) Limited 2008–2009
Thian Siang Chung Affinity Equity Partners (HK) Limited 2008–2009
Kenneth Kai Lap Liu Affinity Equity Partners (HK) Limited 2008–2009
Lak Chuan Ng Affinity Equity Partners (HK) Limited 2008–2009
Xiao Fu Affinity Equity Partners (HK) Limited 2008–2009
Kok Yew Tang Affinity Equity Partners (HK) Limited 2008–2009
Queenie Shu Heng Ho Affinity Equity Partners (HK) Limited 2008–2009
Jen Yu Wang Affinity Equity Partners (HK) Limited 2008–2009
Ouliang Xu Affinity Equity Partners (HK) Limited 2008–2009
Tak Seng Lai Affinity Equity Partners (HK) Limited 2008
Sze Wai Jim Affinity Equity Partners (HK) Limited 2008
Liming Huang Affinity Equity Partners (HK) Limited 2009
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