Wai Ming (SFC:AFS815) Lau
劉惠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:AFS815) Lau (劉惠明), a licensed former licensee with CE reference AFS815. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-16 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-20 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-20 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-20 |