Yuet Ha Law
羅月霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Ha Law (羅月霞), a licensed former licensee with CE reference AFS597. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-12 | 2010-11-30 |
| Chow Tai Fook Life Insurance Company Limited 周大福人壽保險有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-09 | 2005-08-11 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |