Siu Ling Lee
李筱玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Lee (李筱玲), a licensed former licensee with CE reference AFS494. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2009-02-08 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-03 | 2009-02-08 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-16 |