Catherine Siu Fong Kwok
郭少芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Siu Fong Kwok (郭少芳), a licensed former licensee with CE reference AFR610. This person has 1.2 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-16 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-16 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-16 |